SYSTEMATIC PORTFOLIO MANAGEMENT
REGISTERED INVESTMENT ADVISOR
FAMILY OFFICE SERVICES


Table
of Contents

Overview
Investment Process
  • Equity Portfolios
  • Balanced Portfolios
  • Mutual Funds
Table of Fees for Services
Vitae
Current
  Commentary
  by Dennis M.
  O'Connor
 •Brae Head Total
  Return
  Performance
Contact Us
Employment
  Opportunities
Tel: (413) 746-3700
     (888) 932-3300
Fax: (413) 746-3419

Copyright © 1998 - 2016
Brae Head, Inc.

Table of Fees for Services


Carefully read Item 4 and Item 5 of Form ADV Part 2A ("Brochure"), as these sections of the Brochure contain important details about Brae Head, Inc. advisory services and fees. Fees may be negotiable. The fees below will only apply to you when you request the services listed.

Fees Charged by Investment Adviser

Fee Amount

Frequency Fee is Charged

Services

Assets Under Management Fee

$0 - $1,000,000  @ 1%

Next $1,000,000 - $2,000,000  @ .5%

Above $2,000,000  @ .25%

Quarterly in advance

Portfolio management for individuals, families, institutions, and businesses; Financial Planning

Hourly Fee

0

N/A

 

Subscription Fee

0

N/A

 

Fixed Fee

0

N/A

 

Commissions to the Adviser

0

N/A

 

Performance-based Fee

0

N/A

 

Other

0

N/A

 

Fees Charged by Third Parties

Fee Amount

Frequency Fee is Charged

Services

Third Party Money Manager

0

N/A

 

Robo-Adviser Fee

0

N/A

 

Talk with your Adviser about fees and costs applicable to you

Additional fees and costs to discuss with your Adviser

Additional Fees/Cost

Yes/No

Paid To

Brokerage Fees

No

 

Commissions

Yes

Chas. Schwab & Co.

Custodian Fees

No

 

Mark-ups

No

 

Mutual Fund/ETF
Fees and Expenses

Yes

Mutual Fund/ETF sponsors

Effective 12/1/2019