of Brae Head, Inc.
Brae Head, Inc. is a Registered Investment Adviser serving clients
nationwide. On a fee basis Brae Head manages fully discretionary equity,
balanced, fixed-income and mutual fund portfolios for individuals,
families, institutions and businesses. The president and chief investment
officer of Brae Head is Dennis M. O'Connor.
The Brae Head investment philosophy is to build and
protect purchasing power over time. Our core focus is to manage and
mitigate the systematic risk associated with participation in securities
markets, and the non-systematic risk unique to any specific security.
Each Brae Head portfolio is individually managed. There are no pooled
accounts. Each client's risk exposure and tax profile are closely
Custody of clients' portfolio securities is at the discretion of the
client. Upon request Brae Head will recommend a specific, well qualified
broker-dealer for executing client transactions and maintaining a
suitable custodial account. A client relationship with Brae Head is
only established after extensive interviewing and review of the client
In consideration of its clients' needs Brae Head provides family office
services including record-keeping, payment collection, regular income
disbursement, family financial counseling, and trusteeship. Brae Head
coordinates for its clients the counsel of their accountants, attorneys
and insurance advisers. When requested Brae Head offers referrals
to clients for suitable counselors.